FREUD AND LITERATURE
Lionel
Trilling
(Detailed
Summary)
Trilling
was an American literary critic and teacher who brought psychological,
sociological, and philosophical methods and insights into criticism. His
critical writings include studies of Matthew Arnold (1939) and E.M. Forster
(1943), as well as collections of literary essays: The Liberal Imagination
(1950), Beyond Culture: Essays on Literature and Learning (1965).
Trilling
maintained an interest in Freud and psychoanalysis throughout his career.
However, he never based his criticism on any one system of thought. His
attitude to criticism was similar to that of Matthew Arnold: (the)
“disinterested endeavour to learn and propagate the best ... known and thought
in the world.”
Thus,
Trilling brought a wide range of ideas and positions to criticism. He remained
loyal (like E. M. Forster) to the tradition of humanistic thought. His
goal was to educate and stimulate the enlightened middle classes.
Nathan
Glick, [writing in the Atlantic Magazine (July 2000)] praises Trilling as
"the Last Great Critic."
· Trilling,
says Glick, became in the postwar years and remains today the "most
influential, most admired, and at the same time most controversial and
perplexing literary critic, a sorcerer who took no apprentices."
Trilling
admired Freud enormously for recognizing the dark side of life and courageously
“discovering and telling unpalatable truths”.
Trilling
also believed that the great modern writers -- Lawrence and Kafka, Yeats and
Eliot, Joyce and Proust, Mann and Conrad –offered subversive attitudes
toward the basic tenets of liberal democracy. He found the abyss of
terrors and mysteries in their works. But Trilling was unhappy that
teaching the Works of the great moderns under the "respectable auspices of
a university course simply legitimized and defanged" the subversive
elements.
FREUD AND LITERATURE
(1940) is an extract from The Liberal Imagination: Essays on Literature
and Society.
Trilling believes that
Freud offers “a systematic account of the human mind”. The psychoanalytical
theory has a profound impact on literature.
Yet
the relationship is reciprocal, and the effect of Freud upon literature has
been no greater than the effect of literature upon Freud.
On his 70th birthday
celebrations, one of the speakers in the meeting described Freud as “the discoverer
of the unconscious”. Freud corrected the speaker and stated:
The poets and
philosophers before me discovered the unconscious. What I discovered was the
scientific method by which the unconscious can be studied.
Influences on Freud
Next, Trilling speaks
about the influences on Freud—
Schopenhauer and
Nietzsche anticipated his ideas. But Freud did not read their works. Trilling
comments: “… particular
influences cannot be in question here but that what we must deal with is
nothing less than a whole Zeitgeist, a direction of thought”.
Psychoanalysis is the
culmination of the spirit of the Romantics. The Romantics thought that science
stood on the shoulders of literature. They believed that literature was a
scientific search into the self.
The connection between Freud and the
Romanticist tradition
In any discussion of the above topic, it is
“difficult to know where to begin”. But there is a “certain aptness” in
starting with Rameau's Nephew (Denis Diderot). Thinkers and
philosophers at “the heart of the nineteenth century” found “a peculiar
importance in this brilliant little work”. Goethe translated it, Marx admired
it, and Hegel praised and expounded it in detail. Shaw was impressed by the
book, and Freud read it with “the pleasure of agreement”.
The book is in the form of a dialogue
between Diderot himself and a nephew. “The protagonist, the younger Rameau, is
a despised, outcast, shameless fellow”. He breaks down all the “normal social
values and makes new combinations with the pieces.” Diderot is “honest
consciousness”. Hegel considers him reasonable, decent, and dull.
Rameau is lustful and greedy,
arrogant yet self-abasing, perceptive yet "wrong," like a child.
Still, Diderot seems actually to be giving the fellow a kind of superiority
over himself, as though Rameau represents the elements which, dangerous but
wholly necessary, lie beneath the reasonable decorum of social life. It would
perhaps be pressing too far to find in Rameau Freud's id and in Diderot Freud's
ego, yet the connection does suggest itself…
Here, we have the perception that is
the common characteristic of both Freud and Romanticism, “the perception of the hidden element of human nature and
of the opposition between the hidden and the visible”.
The Romantics believed in the hidden
thing in the human soul. The hidden element takes many forms, and it
is not necessarily "dark" and "bad"; for Blake, the
"bad" was good, while for Wordsworth and Burke, what was hidden and
unconscious was wisdom and power…
Blake, Wordsworth and Burke did not believe
in the wisdom of mere analytical reason.
Trilling draws our attention to the sexual
revolution demanded by Shelley, George Sand, and Ibsen as examples of
“distinctly Freudian” elements in literature. Similarly, the belief in the
sexual origins of art shared by Schopenhauer and Stendhal, the “ambivalent”
feeling in Dostoevsky, and the “death wish” in Novalis display different traits
of Freudian principles.
Freudian influences on Mind and Dreams
“The mind has become far less simple; the devotion to the
various forms of autobiography” provides abundant examples of the change that
has taken place in human thoughts. We see “the effective utilitarian ego”
relegated to an inferior position and “the anarchic and self-indulgent id”
gaining prominence. We also come across an “energetic exploitation of the idea
of the mind as a divisible thing, one part of which can contemplate and mock
the other”.
The profound interest
in dreams is another feature of the same period. "Our dreams," said
Gerard de Nerval, "are a second life.” The dreams as metaphor climax in
Rimbaud and the later Symbolists.
Freud, Proust and Eliot
Trilling admits that Freudian principles
developed from the components of Zeitgeist noted above. In that case, should we
claim that Freud produced a vast literary effect? Despite the dominance of
Freudian elements in Proust (the investigation of sleep and sexual deviation,
“the almost obsessive interest” in metaphor), we know that Proust did not read
Freud. Again, the "exegesis of The Waste Land often reads
remarkably like the psychoanalytic interpretation of a dream, yet we know that
Eliot's methods were prepared for him not by Freud but by other poets”.
Nevertheless, Freudian influence on
literature has indeed been very great. Much of it is so pervasive that its
extent is difficult to determine. It has been “infused into our life and become
a component of our culture of which it is now hard to be specifically aware”.
Using Freud Seriously
Only a relatively small number of writers
have made use of Freud seriously.
· The Surrealists used
him for the "scientific" sanction of their program.
· Kafka explored
the Freudian conceptions of guilt and punishment, the dream, and the "fear
of the father".
· Thomas
Mann “has
been most susceptible to the Freudian anthropology, finding a special charm in
the theories of myths and magical practices”.
· James
Joyce has "most thoroughly and consciously"
exploited Freudian ideas--“receding consciousness”, use of words that indicate
more than one thing, etc.
Rationalistic side of
Psychoanalysis
Thomas Mann thought
that the rationalistic side of psychoanalysis is secondary and even accidental.
He pictures a Freud committed to the "night side" of life. On the
other hand, Trilling believes the rationalistic element is primary in Freud. Freud
believed passionately in rationalism. For him, it was “the chief intellectual
virtue”.
The aim of
psychoanalysis, he says, is the control of the night side of life. It is
"to strengthen the ego, to make it more independent of the super-ego, to
widen its field of vision, and so to extend the organization of the id."
"Where id was,"-that is, where all the irrational, non-logical,
pleasure-seeking dark forces were-"there shall ego be,"-that is,
intelligence and control. "It is," he concludes … "reclamation
work, like the draining of the Zuyder Zee."
Freud
would never have accepted the role (which Mann seems to give him) as “the
legitimizer of the myth and the dark irrational ways of the mind”. If Freud
discovered the darkness for science, he never endorsed it. On the contrary, his
rationalism supports all the ideas of the Enlightenment that deny validity to
myth or religion.
Views
on art
Freud has much to tell
us about art. He was never insensitive to art.
He speaks of it with a “real tenderness and counts it one of the true
charms of the good life”. He regards writers with “admiration and even a kind
of awe.”
Art
as “substitute gratification.”
And yet Freud speaks of art with contempt.
Art, he tells us, is a "substitute gratification" and "an
illusion in contrast to reality." Unlike most illusions, art is
"almost always harmless and beneficent" as "it does not seek to
be anything but an illusion”.
Art
serves as a "narcotic." It shares the characteristics of the dream,
whose element of distortion Freud calls a "sort of inner dishonesty."
As for the artist, he is virtually in the same category as the neurotic. Freud
says of the hero (of a novel): "By
such separation of imagination and intellectual capacity," he is a poet or
a neurotic and belongs not to this world.
Analytical therapy and illusion
Trilling asserts that Freud’s views are not
based on psychoanalytical thought but on the practice of psychoanalytical
therapy. Analytical therapy deals with illusion. “The patient comes to the
physician to be cured, let us say, of a fear of walking in the street”. The
fear is real enough, but the patient knows there is no cause. The physician
knows it is within the patient. The therapy attempts to discover the real
reason and free the patient from its effects. The treatment undertakes to train
the patient in the proper ways of coping with this reality.
Dream, Neurosis, and Art.
Dream, neurosis and art have common
elements-- unconscious processes work in them, and they share "elements of
fantasy".
Charles Lamb had seen the variations
between them: "The ... poet dreams being awake. He is not possessed by his
subject but he has dominion over it... The poet is in command of his fantasy,
while it is exactly the mark of the neurotic that he is possessed by his
fantasy”.
The differences between the artist and the
neurotic
Freud is aware of the differences between
the artist and the neurotic. He tells us that the artist is unlike the neurotic
because he knows how to find a way back from the world of imagination and
"once more get a firm foothold in reality." Freud does not deny art
its function and usefulness; it has a therapeutic effect in releasing mental
tension; it serves the cultural purpose of acting as a "substitute gratification.”
Art promotes the social sharing of highly valued emotional experiences and
recalls men to their "cultural ideals".
The autonomy of the artist
Freud has no desire to trespass upon the
autonomy of the artist. "The psychiatrist cannot yield to the author. The
author cannot yield to the psychiatrist".
The commoner may expect too much from
psychoanalysis, but it throws no light on the two problems that bother him
most. It cannot elucidate the artistic gift or explain how the artist works.
The analytical method can do two
things--explain the inner meanings of the work of art and the artist's
temperament.
A famous example of the analytical method
is the attempt to solve the "problem" of Hamlet as suggested by Freud
and as carried out by
Dr Ernest Jones, his early and distinguished
follower.
Ernest
Jones and the mystery of Hamlet
Dr.
Jones tried to clear the mystery of Hamlet. He believed that Hamlet gives the
clue to the workings of Shakespeare’s mind.
Mystery in the play
Why does Hamlet hesitate to avenge the
murder of his father? What is the secret of the magical appeal of the play?
Jones believes that it is not solely on the
impressive thoughts and the splendour of the language. It is something beyond
this.
1. Freud says, “the meaning of a dream is
its intention”. “The meaning of a drama is its intention”.
2. According to Jones, the play has a
dream-like quality. It touched on the personal and moral life of Shakespeare.
Jones thinks that it shows the author’s unconscious attachment to his mother.
We do not quarrel with the assumptions of
Jones. But it must be remembered that there is no single meaning to any
work of art. Changes in the historical and personal mood transform a work
of art. It makes art richer. The meaning of a work does not lie in the author’s
intention. It also does not lie in the effect of the work. The audience partly
determines the value of a work. The mystery of Hamlet is not
uniform.
Moreover, the elements of art are not
limited to art. They reach into life. To find out the mind of the artist is not
practical. Jones’ assumption that Hamlet is central to Shakespeare’s character
is a purely subjective assessment.
When Freud speaks about the “magical power”
of the Oedipus motive, he believes that historically, Hamlet's
effect had been uniform. “Yet there was a period when Hamlet was
relatively in eclipse, and it has always been scandalously true of the French,
a people not without filial feeling, that they have been somewhat indifferent
to the "magical appeal" of Hamlet”.
Psychoanalysis and Henry IV
Dr Franz Alexander analyses Henry
IV.
The attempt is not to solve the problems in
the drama but only to "illumine" them. Prince Hal’s struggle is the
struggle between the ego and the superego. Hal is the ego, and Hotspur is the
superego. Before overcoming the superego, Hotspur, Hal has to conquer his ‘id’
– Falstaff. The ‘id’ is "anarchic self-indulgence" seen through the
character of Falstaff. Dr Alexander is not looking for hidden motives in the
drama. He simply tries to explain it.
Freud’s achievements
Freud tried to show that poetry is indigenous
to the very constitution of the mind. The mind is seen as a poetry-making
organ.
Poetry is seen as a method of thought
though unreliable and ineffective for conquering reality. The mind is one of
its parts that could work without logic. “It recognizes no ‘because’, no
‘therefore’, no ‘but’.”
Beyond the Pleasure Principle.
In "Beyond the Pleasure
Principle", Freud puts forward a new idea that supplements the Aristotelian
theory of Catharsis. The earlier notion was that all dreams
originate from the efforts to fulfil the wishes. The pleasure principle worked
in dreams. Freud reconsiders this view in "Beyond the Pleasure
Principle". He feels that in cases of war neurosis –
shell shock- the patient recollects the experience with utmost anguish;
hence, no "pleasure principle" is involved.
In psychic life, there is repetition
compulsion that goes beyond the pleasure principle. This traumatic
neurosis is an attempt to mithridatize. (A term from
medical sciences, where a patient gets small doses of poison administered. The
dosage is increased gradually, and, ultimately, the patient becomes immune to
poison). The nightmare that a person sees is an attempt to overcome a bad
situation. By repeating the same, he makes a new effort to control it.
In
his theory of the effect of tragedy, Aristotle glossed over this function. The
terror we experience when we see the bleeding sightless eyes of Oedipus has no
"cathartic" effect. Seeing this painful sight of the blind Oedipus,
we become immune to the "greater" pain that life may inflict on us.
Freud
says that human pride is the ultimate cause of human wretchedness. Freud’s man
has more dignity than any other system can give. He is an inextricable tangle
of culture and biology. He is not simply good.
There is hell within him waiting to engulf the whole civilization. For
everything he gains, he pays in equal coin.
[2625
words]
Dr.
S. Sreekumar, Retd. Professor of English
Disclaimer
All the essays in this blog are for the
undergraduate and postgraduate students of Indian Universities. They do not
substitute the originals. The students must necessarily go through
the original texts. The writer hopes to help the students from the underdeveloped
areas of our country.
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